Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Antonio Orta is a financial professional with over 15 years of experience in the industry. Miguel is currently registered with Emerson Equity LLC as an Investment Advisor Representative, providing portfolio management and financial planning services to high-net-worth individuals and other clients. Prior to joining Emerson Equity LLC, Miguel held positions at ASCENDANT ALTERNATIVE STRATEGIES, LLC, NFP ADVISOR SERVICES, LLC, H.D. VEST INVESTMENT SERVICES, WELLS FARGO INVESTMENTS, LLC and EDWARD JONES. Miguel holds several industry certifications, including Series 7, Series 66, Series 22 and the SIE. Miguel is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/08/2021 - Present
Emerson Equity LLC (Irvine CA)
TX
07/03/2017 - 08/07/2018
ASCENDANT ALTERNATIVE STRATEGIES, LLC (Austin TX)
TX
11/20/2012 - 05/22/2015
NFP ADVISOR SERVICES, LLC (AUSTIN TX)
TX
09/01/2005 - 07/05/2011
H.D. VEST INVESTMENT SERVICES (RICHARDSON TX)
CA
03/11/2005 - 08/16/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MO
10/14/2003 - 03/03/2004
EDWARD JONES (ST. LOUIS MO)
BC
Issued 07/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/07/2021
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 08/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/03/2017
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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