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Miguel Antonio Espinosa

Nomura Securities International, Inc.

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About Miguel Antonio Espinosa

Miguel Antonio Espinosa is a registered representative with Nomura Securities International, Inc. and has been in the securities industry since 2000. Miguel Espinosa is also registered with the state of California and New York. Miguel Espinosa has passed several securities industry exams including the Series 7, Series 24, Series 63, and Series 79TO. Miguel Espinosa was previously employed by Morgan Stanley & Co. LLC and Chase Securities Inc..

Firm Information

Miguel Espinosa is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Miguel Espinosa’s Registration & Firm History

CA

05/22/2014 - Present

Nomura Securities International, Inc. (SAN FRANCISCO CA)

CA

08/28/2000 - 05/06/2013

MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)

NY

07/19/1996 - 06/24/1997

CHASE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/28/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/25/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Miguel Antonio Espinosa.
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