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Miguel Antonio Diaz serrano

PFS Investments Inc.

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About Miguel Antonio Diaz serrano

Miguel Antonio Diaz serrano is a registered investment advisor representative with PFS Investments Inc. Miguel Antonio Diaz serrano has been working in the securities industry since December 29, 2009. Miguel Antonio Diaz serrano holds a Series 6, Series 26, Series 63 and Series 65 licenses and is registered in California, Colorado, Florida, Georgia, Indiana, New Jersey, North Carolina, Puerto Rico and Texas. Miguel Antonio Diaz serrano is also registered as an investment advisor representative in Puerto Rico. Miguel Antonio Diaz serrano is affiliated with PFS Investments Inc. which provides financial planning and portfolio management for individuals.

Firm Information

Miguel Diaz serrano is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Miguel Diaz serrano’s Registration & Firm History

PR

01/10/2024 - Present

PFS Investments Inc. (SAN JUAN PR)

GA

03/17/2006 - 05/10/2006

PFS INVESTMENTS INC. (DULUTH GA)

GA

04/13/2005 - 02/08/2006

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 12/13/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/08/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Miguel Antonio Diaz serrano. Review regulatory record here.
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