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Miguel Anthony Herrera

Charles Schwab & CO., Inc.

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About Miguel Anthony Herrera

Miguel Anthony Herrera is a financial advisor with over 2 years of experience in the industry. Miguel is registered with Charles Schwab & CO., Inc. and is licensed to offer securities and investment advice in 51 states and the District of Columbia. Miguel's previous experience includes roles with Horace Mann Investors, Inc., Mutual of Omaha Investor Services, and Mutual of Omaha Insurance Company. Miguel has a strong background in financial services and is committed to providing clients with personalized advice and guidance.

Firm Information

Miguel Herrera is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Miguel Herrera’s Registration & Firm History

TX

04/27/2021 - Present

Charles Schwab & CO., Inc. (Westlake TX)

TX

10/22/2019 - 12/31/2020

HORACE MANN INVESTORS, INC. (Irving TX)

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Licenses & Designations

BC

Issued 11/14/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/20/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/22/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Miguel Anthony Herrera.
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