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Miguel Angel Santiago

Fidelity Brokerage Services LLC

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About Miguel Angel Santiago

Miguel Angel Santiago is a financial professional with over 20 years of experience in the industry. Santiago is currently registered with Fidelity Brokerage Services LLC. Previously, Miguel Angel Santiago has worked with several firms including VANGUARD MARKETING CORPORATION, PRUCO SECURITIES, LLC., STERNE, AGEE & LEACH, INC., GLEACHER & COMPANY SECURITIES, INC., JEFFERIES & COMPANY, INC., WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, INTERACCIONES GLOBAL INC., and MERIT CAPITAL ASSOCIATES, INC..

Firm Information

Miguel Santiago is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Miguel Santiago’s Registration & Firm History

RI

09/10/2021 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

PA

09/14/2017 - 10/21/2020

VANGUARD MARKETING CORPORATION (MALVERN PA)

NJ

07/16/2015 - 08/28/2017

PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)

NY

07/01/2013 - 08/08/2014

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

01/30/2012 - 04/19/2013

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

01/03/2006 - 11/09/2011

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NC

04/19/2004 - 10/21/2005

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

08/06/2003 - 04/19/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

03/30/1999 - 08/08/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

11/04/1997 - 07/21/1998

INTERACCIONES GLOBAL INC. (NEW YORK NY)

CT

11/27/1996 - 10/30/1997

MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)

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Licenses & Designations

BC

Issued 09/15/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/1996

Series 7 - General Securities Representative Examination

BC

Issued 11/02/1989

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Miguel Angel Santiago.
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