Unclaimed
Miguel Angel Santiago is a financial professional with over 20 years of experience in the industry. Santiago is currently registered with Fidelity Brokerage Services LLC. Previously, Miguel Angel Santiago has worked with several firms including VANGUARD MARKETING CORPORATION, PRUCO SECURITIES, LLC., STERNE, AGEE & LEACH, INC., GLEACHER & COMPANY SECURITIES, INC., JEFFERIES & COMPANY, INC., WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, PRUDENTIAL SECURITIES INCORPORATED, INTERACCIONES GLOBAL INC., and MERIT CAPITAL ASSOCIATES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
09/10/2021 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
PA
09/14/2017 - 10/21/2020
VANGUARD MARKETING CORPORATION (MALVERN PA)
NJ
07/16/2015 - 08/28/2017
PRUCO SECURITIES, LLC. (EAST BRUNSWICK NJ)
NY
07/01/2013 - 08/08/2014
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
01/30/2012 - 04/19/2013
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
NY
01/03/2006 - 11/09/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NC
04/19/2004 - 10/21/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
08/06/2003 - 04/19/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/30/1999 - 08/08/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
11/04/1997 - 07/21/1998
INTERACCIONES GLOBAL INC. (NEW YORK NY)
CT
11/27/1996 - 10/30/1997
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
BC
Issued 09/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/02/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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