Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Mondragon is a financial professional licensed to provide securities advice in Florida and New York. He is currently employed by Epic Capital Securities. Miguel has been in the financial industry since 2018, previously working at Pershing LLC. He holds Series 63, SIE and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
11/13/2019 - Present
Epic Capital Securities (BOCA RATON FL)
FL
03/16/2018 - 11/06/2019
PERSHING LLC (LAKE MARY FL)
BC
Issued 08/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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