Unclaimed
Miguel Angel Hernandez is a financial advisor with over 25 years of experience in the industry. Miguel is a registered representative of LPL Financial LLC and a Registered Investment Advisor (RIA). Miguel is a dedicated financial professional with a deep understanding of the financial markets and a commitment to providing personalized advice to clients. Miguel is licensed to provide financial services in 37 states and specializes in a variety of areas. He is also an active member of the investment community and has extensive experience working with high-net-worth individuals, businesses, and institutions. Miguel's previous experience includes time with Morgan Stanley DW INC. and Quest Capital Strategies, INC. Miguel has a broad skillset that allows him to work with individuals and families across various life stages. Miguel is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/16/2010 - Present
LPL Financial LLC (IRVINE CA)
NY
06/04/1999 - 02/09/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
09/08/1997 - 06/09/1999
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
BOTH
Issued 09/18/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/13/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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