Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Angel Guzman is a financial professional with over 10 years of experience in the industry. Miguel currently works at ING Financial Markets LLC in New York, NY, where he started in June 2023. Miguel has held previous roles at BBVA Securities Inc., BMO Capital Markets Corp., and GE Capital Markets, Inc. Miguel is licensed in 52 states and holds several industry certifications, including Series 7, 79, 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2023 - Present
ING Financial Markets LLC (NEW YORK NY)
NY
07/12/2018 - 04/22/2019
BBVA SECURITIES INC. (NEW YORK NY)
NY
03/16/2017 - 01/09/2018
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
CT
09/29/2014 - 10/10/2016
GE CAPITAL MARKETS, INC. (Norwalk CT)
BC
Issued 07/11/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/20/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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