Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Barbosa-machado is a financial advisor who has been in the industry since 2001. Miguel is currently registered with UBS Financial Services Inc., and has been with the firm since June 2018. Miguel previously worked at J.P. Morgan Securities LLC, where they were employed from March 2012 until joining UBS Financial Services Inc.. Miguel has experience in providing financial planning and investment advice to individuals, corporations and other businesses. Miguel holds various securities licenses including Series 7, Series 63, Series 66, Series 3, Series 9 and Series 10. Miguel is registered with the following states: Arizona, California, Colorado, Connecticut, Delaware, Florida, New Jersey, New York, Pennsylvania, South Dakota, Texas and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
09/12/2018 - Present
UBS Financial Services Inc. (HOUSTON TX)
NY
08/08/2012 - 06/26/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/01/2008 - 03/08/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
05/25/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/14/2001 - 04/22/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
11/18/1997 - 01/15/1998
CITICORP SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 08/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/17/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/02/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Miguel Barbosa-machado is the right advisor for you? Invested Better is here to help.
