Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Ballestas is a financial professional with over 30 years of experience in the industry. Miguel is registered with the Securities and Exchange Commission (SEC) as an investment advisor representative and holds Series 3, 7, and 63 licenses. Miguel is currently affiliated with Bolton Securities Corp. and Ballestas Advisors. Miguel has a proven track record of success in providing financial advice to individuals, businesses, and institutions. Miguel specializes in portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
01/01/2025 - Present
Bolton Securities Corp. (BOLTON MA)
FL
06/11/2014 - 05/16/2023
BOLTON GLOBAL CAPITAL (Miami FL)
FL
11/19/2014 - 10/31/2016
BOLTON SECURITIES CORPORATION (Miami FL)
FL
04/13/1988 - 07/02/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMI FL)
NA
03/25/1987 - 10/13/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 10/21/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/1987
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
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