Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel A. Rodriguez is a financial professional registered with J.p. Morgan Institutional Investments Inc. Miguel holds the Series 3, Series 7TO and Series 63 licenses as well as the SIE designation. Miguel's registration is active in 53 states. The firm J.p. Morgan Institutional Investments Inc. has an active Broker-dealer registration with the SEC and is also registered as an Investment Advisor but is not currently active. Miguel has been in the financial services industry for at least 3 years, with a start date of March 17, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/18/2022 - Present
J.p. Morgan Institutional Investments Inc. (New York NY)
BC
Issued 01/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2023
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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