Unclaimed
Miguel Morales is a registered representative with Nylife Securities LLC, a firm based in Wall Township, NJ. Miguel has been in the financial services industry for over 30 years. Miguel holds Series 6, 7, 63, and SIE licenses. He is licensed in the state of New Jersey. Miguel's experience in the financial industry includes time with Thomas James Associates, Inc. He is committed to providing his clients with the highest quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/06/2023 - Present
Nylife Securities LLC (WALL NJ)
NA
04/06/1993 - 07/26/1993
THOMAS JAMES ASSOCIATES, INC.
BC
Issued 10/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/10/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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