Unclaimed
Miguel A Garcia Diaz is a financial advisor with Empower Advisory Group, LLC, working in the Greenwood Village, CO and Miami, FL offices. Miguel Garcia Diaz has been working in the financial services industry for over 4 years. Miguel Garcia Diaz has a Series 66, Series 7TO, and SIE license. Miguel Garcia Diaz is registered with the state of Florida, as well as 51 other states. Miguel Garcia Diaz has a strong track record of working with individual investors, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/03/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
FL
11/10/2021 - 11/16/2022
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
BOTH
Issued 12/14/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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