Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miguel? Claim Your ProfileMiguel Corral, Jr. is a financial advisor with Osaic Institutions, Inc. based in Whittier, CA. Miguel has been a registered representative since 1994 and has worked with a number of firms, including Essex National Securities, LLC, LPL Financial LLC, and Primevest Financial Services, Inc.. Miguel has been with Osaic Institutions, Inc. since 2016. He holds Series 6, 7, 63, and SIE licenses. Miguel specializes in working with individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/01/2016 - Present
Osaic Institutions, Inc. (Whittier CA)
CA
08/01/2012 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (WILIMINGTON CA)
CA
01/05/2012 - 08/07/2012
LPL FINANCIAL LLC (CHINO CA)
CA
08/03/2010 - 12/01/2011
PRIMEVEST FINANCIAL SERVICES, INC. (FULLERTON CA)
CA
09/17/2009 - 06/07/2010
PRIMEVEST FINANCIAL SERVICES, INC. (SANTA MONICA CA)
CA
06/17/2002 - 10/02/2009
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
CA
05/01/1998 - 06/17/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
05/09/1994 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BC
Issued 01/31/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1995
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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