Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mickey? Claim Your ProfileMickey Sakata Pinguelo is a financial advisor based in San Francisco, CA. Mickey works at Newfront Retirement Services, Inc. Mickey has been working in the financial services industry since 1996 and has a Series 7, Series 6, and Series 63 license. Mickey is currently registered as an Investment Advisor Representative (IAR) in California. Mickey has a wide range of experience, having previously worked at OneAmerica Securities, Inc., Prudential Investment Management Services LLC, Stancorp Equities, Inc., Park Avenue Securities LLC, Guardian Investor Services Corporation, and Transamerica Securities Sales Corporation. Mickey's expertise includes pension consulting and managing investments for pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/07/2023 - Present
Newfront Retirement Services, Inc. (EL CERRITO CA)
IN
06/01/2015 - 02/26/2021
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NJ
03/03/2010 - 06/12/2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CA
01/11/2002 - 02/10/2010
STANCORP EQUITIES, INC. (WALNUT CREEK CA)
NY
05/03/1999 - 12/31/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
12/01/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
CA
09/12/1996 - 10/28/1998
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
IA
Issued 08/24/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/16/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2002
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Mickey Pinguelo is the right advisor for you? Invested Better is here to help.
