Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mickey? Claim Your ProfileMickey Portnoy is an experienced financial advisor with over 30 years of experience in the industry. Mickey has worked with UBS Financial Services Inc. since 2010, and prior to that, Mickey held positions at Merrill Lynch, Piper Jaffray Inc., Smith Barney Inc., Lehman Brothers Inc. and E. F. Hutton & Company Inc. Mickey holds both a Series 65 and Series 63, as well as Series 7, 9 and 10. Mickey is registered in 39 states. Mickey's areas of specialization include portfolio management for individuals, businesses and charitable organizations, as well as financial planning and pension consulting. Mickey is also a member of the advisory board for the Home of Peace Cemetery.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
05/03/2010 - Present
UBS Financial Services Inc. (TACOMA WA)
WA
03/02/1998 - 05/05/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEATTLE WA)
MN
01/03/1995 - 03/24/1998
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
07/31/1993 - 01/17/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/25/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/21/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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