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Michiel Cleve McCarty

M.m. Dillon & Co. LLC

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About Michiel Cleve McCarty

Michiel McCarty is a financial advisor with over 40 years of experience in the industry. Michiel is currently registered with M.m. Dillon & Co. LLC, a firm based in Greenwich, CT. Michiel has previously worked with CRT Capital Group LLC, Gleacher Partners LLC, NatWest Finance Inc., S.G. Warburg & Co. Inc., Dillon, Read & Co. Inc. and Dillon, Read Enskilda Partners. Michiel is a Series 7, Series 24, Series 63, Series 79, and Series 99 licensed advisor and is registered in Connecticut and Texas.

Firm Information

Michiel McCarty is currently registered with M.m. Dillon & Co. LLC. M.m. Dillon & Co. LLC is a Limited Liability Company formed on March 26, 2010. The firm has been approved to operate in Arizona, California, Colorado, Connecticut, Illinois, New York, and Texas. They have also been approved for one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michiel McCarty’s Registration & Firm History

CT

03/23/2009 - Present

M.m. Dillon & Co. LLC (GREENWICH CT)

CT

01/02/2004 - 04/03/2009

CRT CAPITAL GROUP LLC (STAMFORD CT)

NY

06/29/1999 - 01/05/2004

GLEACHER PARTNERS LLC (NEW YORK NY)

NY

03/06/1996 - 06/29/1999

NATWEST FINANCE INC. (NEW YORK NY)

NY

12/21/1991 - 01/16/1996

S.G. WARBURG & CO. INC. (NEW YORK NY)

CT

02/26/1982 - 11/20/1991

DILLON, READ & CO. INC. (STAMFORD CT)

NA

09/15/1982 - 05/24/1989

DILLON, READ ENSKILDA PARTNERS

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Licenses & Designations

BC

Issued 01/17/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/1983

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michiel Cleve McCarty.
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