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Michelle Westendorf

Fidelity Brokerage Services LLC

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About Michelle Westendorf

Michelle Westendorf is a registered representative with Fidelity Brokerage Services LLC. Michelle has over 1 year of experience in the financial services industry. Michelle is licensed to sell securities in 53 states and is also registered with FINRA. Michelle's previous experience includes working at UBS Financial Services Inc. in Cincinnati, Ohio. Michelle holds Series 7TO, SIE, and Series 63 licenses.

Firm Information

Michelle Westendorf is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Westendorf’s Registration & Firm History

KY

05/06/2024 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

OH

10/16/2023 - 04/09/2024

UBS FINANCIAL SERVICES INC. (CINCINNATI OH)

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Licenses & Designations

BC

Issued 05/16/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2023

Series 7TO - General Securities Representative Examination

BC

Issued 08/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michelle Westendorf.
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