Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Vogt Rogers has been in the financial services industry for over 20 years, with a background in investment advisory and brokerage services. Michelle is currently registered with Kovack Securities Inc., where she specializes in providing investment advice and securities trading services. Previously, she held positions at AK Capital LLC, Foreside Fund Services, LLC, CITCO Mutual Fund Distributors, Inc., Wachovia Securities, LLC, Dean Witter Reynolds Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Suncoast Capital Group, LTD. Michelle holds the Series 7, Series 31, Series 63 and SIE licenses. She is a registered representative in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
05/08/2018 - Present
Kovack Securities Inc. (FT. LAUDERDALE FL)
FL
12/22/2017 - 05/01/2018
AK CAPITAL LLC (Boca Raton FL)
FL
01/03/2007 - 01/07/2016
FORESIDE FUND SERVICES, LLC (WESTON FL)
PA
03/25/2004 - 12/31/2006
CITCO MUTUAL FUND DISTRIBUTORS, INC. (MALVERN PA)
MO
03/29/2001 - 09/11/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/12/2000 - 03/07/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
01/26/2000 - 03/28/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
FL
03/26/1998 - 01/24/2000
SUNCOAST CAPITAL GROUP, LTD. (FT. LAUDERDALE FL)
IA
Issued 04/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 03/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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