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Michelle Theresa Petropoulos

Smbc Nikko Securities America, Inc.

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About Michelle Theresa Petropoulos

Michelle Petropoulos is a financial advisor with Smbc Nikko Securities America, Inc. Michelle has been in the securities industry since 1987. Michelle has a strong track record of success in helping clients reach their financial goals. Michelle is committed to providing her clients with personalized financial advice and guidance. Michelle is registered to provide financial advice in all 50 states.

Firm Information

Michelle Petropoulos is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Petropoulos’s Registration & Firm History

NY

10/01/2014 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

11/23/2005 - 09/29/2014

MIZUHO SECURITIES USA INC. (NEW YORK NY)

NY

09/12/2000 - 11/28/2005

THE WILLIAMS CAPITAL GROUP, L.P. (NEW YORK NY)

NY

12/08/1999 - 09/11/2000

MURPHY & DURIEU (NEW YORK NY)

NY

07/21/1987 - 11/17/1999

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/01/1991

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/18/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Michelle Theresa Petropoulos.
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