Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Nguyen is a registered investment advisor representative in California and has been active in the investment advisory industry since 2000. Michelle is currently employed at Sonrisa Investment Management, LLC, where Michelle provides financial planning and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/04/2023 - Present
Sonrisa Investment Management, LLC (IRVINE CA)
NY
10/12/2000 - 10/30/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 07/16/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/16/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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