Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Sylvester Monteith is a financial professional with over 25 years of experience in the financial services industry. Michelle is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since 2010. Prior to that, Michelle worked at BANC OF AMERICA SECURITIES LLC, BANC OF AMERICA INVESTMENT SERVICES, INC. and WACHOVIA BROKERAGE SERVICE. Michelle is a licensed securities professional with Series 7, 24 and 63 licenses. Michelle provides a wide range of financial services, including investment management, financial planning, retirement planning and insurance services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/17/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NC
11/01/2010 - 10/18/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
01/27/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
MA
07/06/1998 - 01/27/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
03/09/1993 - 06/16/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NC
05/21/1992 - 03/08/1993
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
BC
Issued 06/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/18/2016
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michelle Monteith is the right advisor for you? Invested Better is here to help.
