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Michelle Stockstrom

Cetera Advisors LLC

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About Michelle Stockstrom

Michelle Stockstrom is a financial advisor with Cetera Advisors LLC and Cetera Financial Specialists LLC. Michelle has been working in the financial services industry since 2009. Michelle holds FINRA Series 7, 99, 24, and SIE licenses. Michelle also holds a General Securities Principal Examination. Michelle’s office is located in West Des Moines, Iowa.

Firm Information

Michelle Stockstrom is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Stockstrom’s Registration & Firm History

IA

04/25/2022 - Present

Cetera Advisors LLC (WEST DES MOINES IA)

IA

04/25/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

03/28/2019 - 11/04/2020

CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)

IA

03/28/2019 - 11/04/2020

CETERA ADVISORS LLC (W DES MOINES IA)

IA

03/28/2019 - 11/04/2020

CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)

IA

03/28/2019 - 11/04/2020

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

03/28/2019 - 12/03/2019

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

10/10/2017 - 12/27/2018

CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)

IA

10/10/2017 - 12/27/2018

CETERA ADVISORS LLC (W DES MOINES IA)

IA

10/10/2017 - 12/27/2018

CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)

IA

10/10/2017 - 12/27/2018

FIRST ALLIED SECURITIES, INC. (W Des Moines IA)

IA

10/10/2017 - 12/27/2018

SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)

IA

07/10/2015 - 05/23/2016

GIRARD SECURITIES, INC. (WEST DES MOINES IA)

IA

07/10/2015 - 05/23/2016

INVESTORS CAPITAL CORP. (WEST DES MOINES IA)

IA

07/10/2015 - 05/23/2016

SUMMIT BROKERAGE SERVICES, INC. (West Desmoines IA)

IA

07/10/2015 - 05/23/2016

VSR FINANCIAL SERVICES, INC. (West Des Moines IA)

IA

05/11/2012 - 05/23/2016

CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)

IA

03/26/2009 - 05/23/2016

CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)

IA

03/26/2009 - 05/23/2016

CETERA ADVISORS LLC (W DES MOINES IA)

CT

03/26/2009 - 02/01/2010

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

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Licenses & Designations

BC

Issued 03/13/2022

Series 24 - General Securities Principal Examination

BC

Issued 03/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/13/2022

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michelle Stockstrom.
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