Unclaimed
Michelle Stockstrom is a financial advisor with Cetera Advisors LLC and Cetera Financial Specialists LLC. Michelle has been working in the financial services industry since 2009. Michelle holds FINRA Series 7, 99, 24, and SIE licenses. Michelle also holds a General Securities Principal Examination. Michelle’s office is located in West Des Moines, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
04/25/2022 - Present
Cetera Advisors LLC (WEST DES MOINES IA)
IA
04/25/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
03/28/2019 - 11/04/2020
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
03/28/2019 - 11/04/2020
CETERA ADVISORS LLC (W DES MOINES IA)
IA
03/28/2019 - 11/04/2020
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
03/28/2019 - 11/04/2020
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
03/28/2019 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)
IA
10/10/2017 - 12/27/2018
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
10/10/2017 - 12/27/2018
CETERA ADVISORS LLC (W DES MOINES IA)
IA
10/10/2017 - 12/27/2018
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
10/10/2017 - 12/27/2018
FIRST ALLIED SECURITIES, INC. (W Des Moines IA)
IA
10/10/2017 - 12/27/2018
SUMMIT BROKERAGE SERVICES, INC. (W Des Moines IA)
IA
07/10/2015 - 05/23/2016
GIRARD SECURITIES, INC. (WEST DES MOINES IA)
IA
07/10/2015 - 05/23/2016
INVESTORS CAPITAL CORP. (WEST DES MOINES IA)
IA
07/10/2015 - 05/23/2016
SUMMIT BROKERAGE SERVICES, INC. (West Desmoines IA)
IA
07/10/2015 - 05/23/2016
VSR FINANCIAL SERVICES, INC. (West Des Moines IA)
IA
05/11/2012 - 05/23/2016
CETERA FINANCIAL SPECIALISTS LLC (W DES MOINES IA)
IA
03/26/2009 - 05/23/2016
CETERA ADVISOR NETWORKS LLC (W DES MOINES IA)
IA
03/26/2009 - 05/23/2016
CETERA ADVISORS LLC (W DES MOINES IA)
CT
03/26/2009 - 02/01/2010
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
BC
Issued 03/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/13/2022
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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