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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Renee Stockman is a financial advisor who has been working in the industry since 2006. Michelle currently works for Principal Asset Management, a firm with over $1 billion in assets under management. Michelle is a Certified Financial Planner and holds a variety of licenses and certifications. Michelle has worked in the financial services industry for over 16 years, with experience in various roles at different firms. Michelle has a strong background in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
1
2
IA
05/26/2017 - Present
Principal Asset Management (Des Moines IA)
IA
07/24/2012 - 05/04/2017
D.M. KELLY & COMPANY (DES MOINES IA)
MO
01/04/2011 - 07/06/2012
DEWAAY FINANCIAL NETWORK, LLC (KANSAS CITY MO)
IA
06/05/2007 - 12/13/2010
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
IA
08/08/2005 - 04/27/2006
DIRECTED SERVICES, INC. (DES MOINES IA)
BOTH
Issued 11/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/27/2021
Series 30 - NFA Branch Manager Examination
BC
Issued 08/14/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/13/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/08/2008
Series 4 - Registered Options Principal Examination
BC
Issued 09/18/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/28/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/05/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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