Unclaimed
Michelle Garvens is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Milwaukee, WI. Michelle is licensed to provide investment advice in Wisconsin. She began her career in the financial services industry in 2014. Michelle has experience with AXA Advisors, LLC, Guardian Life Insurance Company and Park Avenue Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
01/21/2022 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
OR
06/28/2019 - 11/25/2020
PARK AVENUE SECURITIES LLC (PORTLAND OR)
OR
03/08/2017 - 06/08/2019
AXA ADVISORS, LLC (PORTLAND OR)
BOTH
Issued 08/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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