Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Harris is a financial professional with over 28 years of experience in the industry. Michelle is currently registered with Fidelity Brokerage Services LLC and previously held positions with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc., Charles Schwab & Co., Inc., John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, D.E. Frey & Company, Inc., Securities USA, Inc. and Investors Center, Inc. Michelle is a Series 66, Series 63, Series 14, Series 9, Series 10, Series 24, Series 8, SIE and Series 7 licensed professional. Michelle is currently registered in Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
03/31/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
05/16/2013 - 01/04/2022
BBVA SECURITIES INC. (AUSTIN TX)
TX
06/02/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)
TX
05/09/2006 - 12/23/2009
GUARANTY BROKERAGE SERVICES, INC. (AUSTIN TX)
TX
11/19/1991 - 11/22/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
MA
04/24/1990 - 05/17/1991
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/24/1990 - 05/17/1991
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CO
07/07/1989 - 01/01/1990
D.E. FREY & COMPANY, INC. (DENVER CO)
CO
04/17/1989 - 07/05/1989
SECURITIES USA, INC. (ENGLEWOOD CO)
NA
01/24/1989 - 03/10/1989
INVESTORS CENTER, INC.
BOTH
Issued 04/01/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/02/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/04/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/28/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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