Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Marks is a financial advisor registered with Stifel, Nicolaus & Company, Inc. Michelle has been a financial advisor since August 2020. Michelle holds licenses for Series 7, Series 66, and SIE exams. Michelle has a long history of working with a variety of clients including high net worth individuals, charitable organizations, insurance companies, pension and profit sharing plans, corporations, and businesses, as well as investment clubs. Michelle provides a range of services including financial planning, portfolio management for businesses and individuals, educational seminars, and pension consulting. Prior to joining Stifel, Nicolaus & Company, Inc., Michelle was registered with Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
03/07/2022 - Present
Stifel, Nicolaus & Company, Inc. (LOUISVILLE KY)
KY
08/25/2020 - 04/01/2022
RAYMOND JAMES & ASSOCIATES, INC. (LOUISVILLE KY)
BOTH
Issued 09/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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