Unclaimed
Michelle Misplay is a registered representative with Fifth Third Securities, Inc. Michelle has been in the industry since 2006 and has offices in Lawrenceburg, Indiana and Florence, Kentucky. Michelle has passed both Series 63 and 66 exams and currently holds licenses for both broker-dealer and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IN
01/30/2012 - Present
Fifth Third Securities, Inc. (LAWRENCEBURG IN)
KY
05/29/2007 - 12/22/2008
CITIGROUP GLOBAL MARKETS INC. (FLORENCE KY)
KY
09/27/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (FLORENCE KY)
BOTH
Issued 10/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/21/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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