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Michelle Polakiewicz

Fidelity Brokerage Services LLC

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About Michelle Polakiewicz

Michelle Polakiewicz is a financial advisor with Fidelity Brokerage Services LLC. Michelle has been in the financial services industry for over 20 years. Michelle is licensed to sell securities in 53 states and holds Series 6, 7, 24, 53, 63 and 65 licenses. Michelle was previously registered with JOHN HANCOCK DISTRIBUTORS LLC and OAKBROOK FINANCIAL GROUP, INC.

Firm Information

Michelle Polakiewicz is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Polakiewicz’s Registration & Firm History

KY

12/17/2020 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

MA

10/31/2006 - 05/28/2020

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

IL

06/09/1998 - 05/05/2003

OAKBROOK FINANCIAL GROUP, INC. (OAKBROOK TERRACE IL)

FL

03/26/1996 - 06/03/1998

INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 11/09/2006

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/16/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/11/2003

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/25/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2012

Series 7 - General Securities Representative Examination

BC

Issued 10/30/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michelle Polakiewicz.
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