Unclaimed
Michelle Warshauer is a financial advisor registered with Morgan Stanley. Michelle has been in the financial industry since December 4, 2006. Michelle is registered in 19 states and is a registered representative of Morgan Stanley. Michelle has experience with CITIGROUP GLOBAL MARKETS INC. and MORGAN STANLEY & CO. INCORPORATED. Michelle earned the Series 66, Series 31 and Series 7 licenses. Michelle is currently working at the Morgan Stanley branch located at 1261 West Causeway Approach in Mandeville, LA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
LA
04/23/2020 - Present
Morgan Stanley (Mandeville LA)
LA
07/11/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MANDEVILLE LA)
LA
06/18/2007 - 07/15/2008
MORGAN STANLEY & CO. INCORPORATED (COVINGTON LA)
LA
07/07/2006 - 01/17/2007
CAPITAL ONE INVESTMENTS, LLC (NEW ORLEANS LA)
BOTH
Issued 07/06/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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