Unclaimed
Michelle Nuttman is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Michelle has been in the financial industry for over 20 years and is a registered representative in California and Texas. Michelle has experience providing financial planning, investment management, and investment consulting services to individuals, businesses, and institutions. Michelle holds Series 7, Series 66, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/05/2019 - Present
Wells Fargo Advisors Financial Network, LLC (ROLLING HILLS ESTATES CA)
CA
06/23/2011 - 07/05/2019
WELLS FARGO CLEARING SERVICES, LLC (ROLLING HILLS ESTATES CA)
CA
01/12/2010 - 03/28/2011
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
CA
07/30/2009 - 12/04/2009
SECURITIES AMERICA, INC. (IRVINE CA)
CA
07/16/2004 - 09/05/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
CA
05/15/2006 - 08/29/2006
ING FINANCIAL PARTNERS, INC. (EL SEGUNDO CA)
CA
04/06/2005 - 08/29/2006
MULTI-FINANCIAL SECURITIES CORPORATION (EL SEGUNDO CA)
CA
01/02/2004 - 05/20/2004
RETIREMENT CAPITAL GROUP SECURITIES, INC. (SAN DIEGO CA)
NE
05/02/2003 - 01/08/2004
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
08/31/2001 - 03/13/2003
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 06/22/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/06/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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