Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Ruan is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., located in Pleasanton, California. Michelle has been in the financial services industry since 2012. Previously, she was employed by a number of other firms, including Charles Schwab & Co., Inc. and LPL Financial LLC. Michelle is registered to provide investment advice in California and Texas. She holds the Series 7 and Series 66 licenses, as well as the SIE. Michelle specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/03/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PLEASANTON CA)
CA
06/28/2022 - 01/20/2023
ALLSTATE FINANCIAL SERVICES, LLC (SAN JOSE CA)
CA
11/04/2019 - 08/25/2020
CHARLES SCHWAB & CO., INC. (San Ramon CA)
CA
09/13/2018 - 11/29/2018
LPL FINANCIAL LLC (FREMONT CA)
CA
09/24/2015 - 09/07/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILPITAS CA)
CA
01/30/2013 - 05/27/2014
FIDELITY BROKERAGE SERVICES LLC (SAN JOSE CA)
CA
09/22/2011 - 01/16/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FREMONT CA)
CA
08/05/2008 - 09/03/2010
METLIFE SECURITIES INC. (SAN JOSE CA)
CA
01/08/2007 - 04/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CITY OF INDUSTRY CA)
BOTH
Issued 04/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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