Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Rubin is a financial professional with over 30 years of experience in the industry. Michelle is currently registered with Hilltop Securities Inc. and holds a Series 7, Series 15, Series 63, and Series 66 license, as well as the SIE exam. In addition to her current role, Michelle has held prior positions with various financial institutions including First Southwest Company, LLC, Masterson Moreland Sauer Whisman, Inc., and APS Financial Corporation. Michelle specializes in financial planning, portfolio management for individuals, and educational seminars. Michelle is committed to providing her clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
03/01/2021 - Present
Hilltop Securities Inc. (AUSTIN TX)
TX
01/22/2016 - 12/06/2019
HILLTOP SECURITIES INC. (AUSTIN TX)
TX
02/01/1996 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (AUSTIN TX)
NA
04/10/1990 - 02/13/1996
MASTERSON MORELAND SAUER WHISMAN, INC.
TX
10/02/1989 - 04/09/1990
APS FINANCIAL CORPORATION (AUSTIN TX)
NA
07/28/1987 - 10/13/1987
OPPENHEIMER & CO., INC.
NA
07/17/1986 - 03/20/1987
ROTAN MOSLE INC.
NA
12/21/1983 - 01/02/1986
ROTAN MOSLE INC.
BOTH
Issued 08/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 12/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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