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Michelle Marie Piekosz

Mesirow Financial, Inc.

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About Michelle Marie Piekosz

Michelle Piekosz is a financial professional with over 30 years of experience in the industry. Michelle is a registered representative of Mesirow Financial, Inc. and is licensed to sell securities in Illinois. Michelle is also a Series 24 and Series 53 licensed principal. Michelle has held previous positions at First Union Securities, Inc. where she gained experience in the financial services industry. Michelle has passed a variety of exams, including Series 7, 63, 55, 24, 53, SIE, 57, 99 and has a strong knowledge of the financial markets.

Firm Information

Michelle Piekosz is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Piekosz’s Registration & Firm History

IL

10/19/2000 - Present

Mesirow Financial, Inc. (CHICAGO IL)

MO

03/02/1992 - 11/27/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 04/06/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/20/2005

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/10/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/13/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michelle Marie Piekosz.
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