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Michelle Marie Pendergast

Earlybirdcapital, Inc.

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About Michelle Marie Pendergast

Michelle Pendergast is a financial professional with over 15 years of experience in the financial services industry. Michelle is currently registered with Earlybirdcapital, Inc., a firm based in Boca Raton, FL. Michelle holds the Series 27, Series 99TO and SIE licenses. Prior to joining Earlybirdcapital, Inc. Michelle was employed with PURSHE KAPLAN STERLING INVESTMENTS and CABOT LODGE SECURITIES LLC.

Firm Information

Michelle Pendergast is currently registered with Earlybirdcapital, Inc.. Earlybirdcapital, Inc. is a Corporation that was formed on May 9, 1991. The firm is registered in 52 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michelle Pendergast’s Registration & Firm History

FL

03/16/2021 - Present

Earlybirdcapital, Inc. (Boca Raton FL)

NY

11/27/2007 - 03/12/2021

PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)

NY

02/15/2018 - 02/06/2020

CABOT LODGE SECURITIES LLC (Albany NY)

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Licenses & Designations

BC

Issued 11/26/2007

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michelle Marie Pendergast.
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