Unclaimed
Michelle Pendergast is a financial professional with over 15 years of experience in the financial services industry. Michelle is currently registered with Earlybirdcapital, Inc., a firm based in Boca Raton, FL. Michelle holds the Series 27, Series 99TO and SIE licenses. Prior to joining Earlybirdcapital, Inc. Michelle was employed with PURSHE KAPLAN STERLING INVESTMENTS and CABOT LODGE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/16/2021 - Present
Earlybirdcapital, Inc. (Boca Raton FL)
NY
11/27/2007 - 03/12/2021
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
NY
02/15/2018 - 02/06/2020
CABOT LODGE SECURITIES LLC (Albany NY)
BC
Issued 11/26/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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