Unclaimed
Michelle Pellerin is a financial advisor with Empower Financial Services, Inc., located in Greenwood Village, CO. Michelle has been in the financial services industry since 2012. Michelle holds the Series 6, 7, and 63 licenses. Michelle was previously registered with Prudential Investment Management Services LLC, Transamerica Investors Securities Corporation, Newport Group Securities, Inc., Park Avenue Securities LLC, Chase Investment Services Corp., and J.P. Morgan Institutional Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
04/13/2021 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
02/04/2014 - 12/31/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NC
07/20/2011 - 04/10/2012
NEWPORT GROUP SECURITIES, INC. (CHARLOTTE NC)
NY
02/25/2011 - 06/10/2011
PARK AVENUE SECURITIES LLC (NEW YORK NY)
MO
02/28/2007 - 03/04/2009
CHASE INVESTMENT SERVICES CORP. (KANSAS CITY MO)
MO
08/11/2004 - 02/27/2007
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (KANSAS CITY MO)
BC
Issued 10/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/09/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michelle Pellerin is the right advisor for you? Invested Better is here to help.