Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Miller is a financial advisor with over 30 years of experience in the industry. Michelle is currently registered with Charles Schwab & CO., Inc. in both Iowa and Texas. Michelle has previously worked for TD Ameritrade, Inc., UBS Financial Services Inc., Piper Jaffray & Co., Smith Barney Inc., Lehman Brothers Inc., and Prudential Securities Incorporated. Michelle holds Series 3, 7, 8, 9, 10, 31, 63, 65, and 66 licenses and specializes in providing financial planning and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
FL
09/14/2015 - Present
Charles Schwab & CO., Inc. (Orlando FL)
NE
03/15/2022 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
IA
08/12/2006 - 07/13/2015
UBS FINANCIAL SERVICES INC. (OSAGE IA)
IA
09/24/1997 - 08/12/2006
PIPER JAFFRAY & CO. (MASON CITY IA)
NY
07/31/1993 - 01/28/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
09/05/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/22/1990 - 09/04/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 02/12/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Michelle Miller is the right advisor for you? Invested Better is here to help.
