Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Martin-yoder is a financial advisor with Dempsey Lord Smith, LLC. Michelle has been in the financial services industry since 1990. Michelle is registered with the Securities and Exchange Commission (SEC) and has been with Dempsey Lord Smith, LLC since 2012. Previously, Michelle worked for several other financial firms including UBS Paine Webber Inc., Smith Barney Inc., Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Venture Trading, Inc. Michelle specializes in providing financial planning, pension consulting, selection of other advisers, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
03/15/2012 - Present
Dempsey Lord Smith, LLC (CARROLLTON GA)
GA
03/09/2009 - 03/07/2012
CANTELLA & CO., INC. (CARROLLTON GA)
GA
04/04/2003 - 03/10/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (CARROLLTON GA)
NJ
10/24/1997 - 04/16/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/31/1993 - 10/30/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
05/28/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/21/1991 - 05/13/1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/04/1990 - 01/21/1991
VENTURE TRADING, INC. (NEW YORK NY)
CO
11/27/1990 - 12/06/1990
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
CO
10/15/1990 - 12/03/1990
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 07/30/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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