Unclaimed
Michelle Fuller is a financial advisor with John Hancock Investment Management Distributors LLC. Michelle has been in the financial industry for over 20 years and holds a Series 66, Series 65 and Series 63 license. Michelle has previously worked at PIMCO INVESTMENTS LLC, STATE STREET GLOBAL MARKETS, LLC and UBS FINANCIAL SERVICES INC. Michelle is registered with the Financial Industry Regulatory Authority (FINRA) and has a current registration with 52 state securities regulators. Michelle is also registered with the Investment Adviser Association (IAA) as a Registered Investment Advisor (RIA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
08/11/2016 - Present
John Hancock Investment Management Distributors LLC (Shrewsbury MA)
NY
10/01/2012 - 08/05/2016
PIMCO INVESTMENTS LLC (NEW YORK NY)
MA
04/07/2004 - 09/14/2012
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
NJ
09/23/2002 - 04/22/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BOTH
Issued 04/19/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/23/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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