Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Marie Finnegan is a registered representative with Foreside Fund Services, LLC. Michelle has been in the securities industry since October 7, 2010. Michelle holds the Series 7, Series 63, and SIE licenses. Michelle is registered in Connecticut, District of Columbia, Illinois, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, and Rhode Island. Michelle was previously registered with Pioneer Funds Distributor, Inc., Legg Mason Investor Services, LLC, and RCAP Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/11/2017 - Present
Foreside Fund Services, LLC (New York NY)
MA
05/27/2015 - 03/06/2017
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
NY
08/02/2012 - 05/26/2015
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
07/08/2010 - 07/06/2012
RCAP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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