Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Sarmiento is a financial professional with over 15 years of experience in the financial services industry. Michelle is currently registered with Neuberger Berman BD LLC, a well-established investment firm. Previously, Michelle held positions with ALPS Distributors, Inc., Unified Financial Securities, Inc., and IFS Fund Distributors, Inc. Michelle holds Series 6, 7, 63, and SIE licenses and has a strong track record of providing financial guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/17/2019 - Present
Neuberger Berman BD LLC (NEW YORK NY)
OH
10/24/2011 - 04/02/2019
ALPS DISTRIBUTORS, INC. (XENIA OH)
IN
09/01/2009 - 10/24/2011
UNIFIED FINANCIAL SECURITIES, INC. (INDIANAPOLIS IN)
OH
09/14/2006 - 03/02/2009
IFS FUND DISTRIBUTORS, INC. (CINCINNATI OH)
BC
Issued 06/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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