Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Lynn Gochanour is a financial advisor with UBS Financial Services Inc. based in Omaha, Nebraska. Michelle has been in the financial services industry since 1998. Michelle has a wide range of experience working with individuals, corporations, and other entities. Michelle holds Series 7, 9, 10, 31, and 66 licenses, along with a Series 65 license, and has worked for several firms including Robert W. Baird & Co. Incorporated, Morgan Stanley Smith Barney, Raymond James Financial Services, Inc., Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Wachovia Securities, LLC, ProEquities, Inc., RBC Dain Rauscher Inc., Securities America, Inc., and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
07/11/2014 - Present
UBS Financial Services Inc. (OMAHA NE)
NE
09/14/2012 - 07/01/2014
ROBERT W. BAIRD & CO. INCORPORATED (OMAHA NE)
NE
09/07/2011 - 09/27/2012
MORGAN STANLEY SMITH BARNEY (OMAHA NE)
NE
01/03/2011 - 08/03/2011
RAYMOND JAMES FINANCIAL SERVICES, INC. (OMAHA NE)
NE
01/01/2008 - 12/17/2010
WELLS FARGO ADVISORS, LLC (OMAHA NE)
NE
06/07/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (OMAHA NE)
NE
04/20/2007 - 05/30/2007
WACHOVIA SECURITIES, LLC (OMAHA NE)
NE
02/16/2006 - 03/28/2007
PROEQUITIES, INC. (OMAHA NE)
NY
12/04/2000 - 02/13/2006
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NE
08/25/1999 - 02/13/2001
SECURITIES AMERICA, INC. (LAVISTA NE)
NY
03/12/1998 - 07/15/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 10/02/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/19/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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