Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Carroll is a financial professional with over 17 years of experience in the industry. She currently holds a position with Mizuho Securities USA LLC in New York, NY. Michelle has held previous roles with RBC CAPITAL MARKETS, LLC and RBC DANIELS, L.P. in New York, NY. Michelle is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/05/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
01/02/2009 - 01/14/2020
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
12/13/2005 - 12/31/2008
RBC DANIELS, L.P. (NEW YORK NY)
BC
Issued 05/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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