Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Lynn Backholm has been in the financial services industry since November 5, 1997. Michelle is currently registered with RBC Capital Markets, LLC in Rochester, Minnesota. Michelle is a registered representative with RBC Capital Markets, LLC and holds Series 7, 24, 63 and 66 licenses. Michelle has previously worked with several firms, including Morgan Stanley, Stifel, Nicolaus & Company, Incorporated, UBS Financial Services Inc., CUSO Financial Services, L.P., PRUCO Securities Corporation, and Waddell & Reed, Inc. Michelle specializes in providing financial planning, investment advice, and portfolio management for individuals, businesses, employee benefit plans, and pooled investment vehicles. Michelle is committed to providing her clients with personalized service and tailored financial solutions to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
07/17/2024 - Present
RBC Capital Markets, LLC (ROCHESTER MN)
MN
10/04/2017 - 07/25/2024
MORGAN STANLEY (ROCHESTER MN)
MN
10/16/2009 - 09/14/2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ROCHESTER MN)
MN
04/28/2008 - 10/16/2009
UBS FINANCIAL SERVICES INC. (ROCHESTER MN)
MN
03/12/1999 - 07/17/2007
CUSO FINANCIAL SERVICES, L.P. (ROCHESTER MN)
NJ
10/29/1997 - 02/19/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
KS
06/29/1995 - 05/09/1996
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 11/02/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/31/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michelle Backholm is the right advisor for you? Invested Better is here to help.
