Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Waller is a financial advisor with over 5 years of experience in the financial services industry. She is currently registered with Vanguard Marketing Corp. in Scottsdale, AZ, and holds Series 6, 7TO, 63, and 65 licenses. Michelle has a strong understanding of investment products and strategies, and is committed to providing personalized financial advice to help clients achieve their financial goals. Her previous experience includes working with Transamerica Investors Securities Corporation in Denver, CO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
09/12/2020 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
CO
09/19/2018 - 07/09/2020
TRANSAMERICA INVESTORS SECURITIES CORPORATION (DENVER CO)
AZ
11/15/2016 - 07/30/2018
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
IA
Issued 10/28/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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