Unclaimed
Michelle Wiggins-culpepper is a financial advisor registered with the state of Indiana. Michelle holds the Series 6, 7, 9, 10 and 63 licenses as well as the SIE exam. She is currently employed with CFD Investments, Inc.. Michelle has been in the financial services industry since 1999. Michelle was previously registered with National Planning Corporation and Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
04/27/2011 - Present
CFD Investments, Inc. (INDIANAPOLIS IN)
IN
03/10/2004 - 05/22/2009
NATIONAL PLANNING CORPORATION (INDIANAPOLIS IN)
WI
01/26/2000 - 03/08/2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 05/23/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/14/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/25/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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