Unclaimed
Michelle Lauren Rappa is a registered investment advisor representative with Neuberger Berman BD LLC. Michelle has been in the industry for over 30 years and has experience working with clients in various industries and areas of expertise. Michelle is a licensed investment advisor representative in the state of New Jersey and New York. Michelle is also a Series 65 and Series 63 License holder. Prior to joining Neuberger Berman BD LLC, Michelle worked at Russell Financial Services, Inc., Part of Russell Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
06/08/2011 - 08/11/2014
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (NEW YORK NY)
NY
10/18/2010 - 03/29/2011
ILLUSTRO TRADING, LLC (NEW YORK NY)
NY
08/19/1997 - 11/12/2008
SELIGMAN ADVISORS, INC. (NEW YORK NY)
NY
11/22/1995 - 05/06/1997
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
06/06/1991 - 11/15/1995
QUEST FOR VALUE DISTRIBUTORS (NEW YORK NY)
NY
03/21/1989 - 04/24/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 11/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/20/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/24/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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