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Michelle Lauren Rappa

Neuberger Berman BD LLC

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About Michelle Lauren Rappa

Michelle Lauren Rappa is a registered investment advisor representative with Neuberger Berman BD LLC. Michelle has been in the industry for over 30 years and has experience working with clients in various industries and areas of expertise. Michelle is a licensed investment advisor representative in the state of New Jersey and New York. Michelle is also a Series 65 and Series 63 License holder. Prior to joining Neuberger Berman BD LLC, Michelle worked at Russell Financial Services, Inc., Part of Russell Investments.

Firm Information

Michelle Rappa is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Michelle Rappa’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/08/2011 - 08/11/2014

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (NEW YORK NY)

NY

10/18/2010 - 03/29/2011

ILLUSTRO TRADING, LLC (NEW YORK NY)

NY

08/19/1997 - 11/12/2008

SELIGMAN ADVISORS, INC. (NEW YORK NY)

NY

11/22/1995 - 05/06/1997

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

06/06/1991 - 11/15/1995

QUEST FOR VALUE DISTRIBUTORS (NEW YORK NY)

NY

03/21/1989 - 04/24/1991

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 11/20/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/06/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/29/2005

Series 24 - General Securities Principal Examination

BC

Issued 05/20/2004

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 02/24/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/24/2015

Series 31 - Futures Managed Funds Examination

BC

Issued 03/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michelle Lauren Rappa.
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