Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Pugh is a financial advisor with LPL Financial LLC. Michelle has been in the financial services industry since 2006 and has a wide range of experience. Michelle is registered in 55 states and holds several licenses and certifications, including Series 6, Series 7, Series 10, Series 9, Series 63, Series 66, and Series 99. Michelle previously worked with WELLS FARGO CLEARING SERVICES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/04/2024 - Present
LPL Financial LLC (Ridgeville SC)
SC
04/27/2021 - 01/12/2024
WELLS FARGO CLEARING SERVICES, LLC (CHARLESTON SC)
VA
01/09/2019 - 09/03/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (VIRGINIA BEACH VA)
VA
06/14/2006 - 01/03/2013
WELLS FARGO ADVISORS, LLC (PORTSMOUTH VA)
BOTH
Issued 03/04/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/03/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/07/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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