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Michelle L Mendes

Northwestern Mutual Investment Services, LLC

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About Michelle L Mendes

Michelle Mendes has been in the financial services industry since August 18, 1999. Michelle is a registered representative of Northwestern Mutual Investment Services, LLC, a firm that provides investment advice to both individuals and institutions. Michelle is also a registered investment advisor, which means that she is qualified to provide investment advice to individuals and families. Michelle's registration with Northwestern Mutual Investment Services, LLC is active in Rhode Island. Michelle's practice focuses on providing investment advice and financial planning services to clients. Michelle has a strong background in the financial services industry, and she is committed to helping clients achieve their financial goals.

Firm Information

Michelle Mendes is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

275 PROMENADE STREET

PROVIDENCE, RI 02908

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michelle Mendes’s Registration & Firm History

RI

04/08/2015 - Present

Northwestern Mutual Investment Services, LLC (PROVIDENCE RI)

WI

08/19/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 8/27/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 8/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/18/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michelle L Mendes.
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