Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michelle? Claim Your ProfileMichelle Marquez is a registered investment advisor representative with Raymond James & Associates, Inc. based in Pasadena, CA. Michelle Marquez has been in the securities industry since November 21, 1997. Michelle Marquez is also licensed in Arizona, California, Florida, Hawaii, Massachusetts, Nevada, Oregon, Texas, and Utah. Michelle Marquez has experience with a variety of investment firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., LINSCO/PRIVATE LEDGER CORP., BISYS BROKERAGE SERVICES, INC., and FN INVESTMENT CENTER.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/13/2019 - Present
Raymond James & Associates, Inc. (Pasadena CA)
CA
06/27/2018 - 06/17/2019
CANTELLA & CO., INC. (PASADENA CA)
CA
10/23/2009 - 07/27/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
01/16/2002 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (UNIVERSAL CITY CA)
SC
05/01/2000 - 01/14/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MN
09/11/1998 - 05/02/2000
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
CA
11/13/1997 - 09/02/1998
FN INVESTMENT CENTER (SACRAMENTO CA)
IA
Issued 03/19/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 08/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michelle Marquez is the right advisor for you? Invested Better is here to help.
